Score

7.95 /10
Good

SMBC Nikko

Regulated in Japan

Retail Forex License

Medium potential risk

Good
AA

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Score

Regulatory Index7.83

Business Index8.69

Risk Management Index8.90

Software Index7.05

License Index7.83

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VPS Standard
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Goldman Sachs
BARCLAYS
Credit Suisse AG
Standard Chartered
JP Morgan
HSBC
Bank of America
Citibank, N.A.
UBS AG

Broker Information

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Company Name

SMBC Nikko Securities Inc.

Company Abbreviation

SMBC Nikko

Platform registered country and region

Japan

Number of employees

Company website

Company summary

Pyramid scheme complaint

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SMBC Nikko · Company summary
SMBC Nikko Review Summary in 5 Points
Founded 2009
Registered Country/Region Japan
Regulation FSA regulated
Financial Products & Services Asset management consulting services; M&A and financing solutions; Research service; Underwriting, sales & trading of stocks and bonds; IR support; M&A advisory services
Customer Support Phone, Address

What is SMBC Nikko?

SMBC Nikko, short for SMBC Nikko Securities Inc., is one of Japan's leading full-line securities firms with an international network covering all client segments and offering a wide range of financial products and services including Asset management consulting services; M&A and financing solutions; Research service; Underwriting, sales & trading of stocks and bonds; IR support; M&A advisory services to both individual and corporate clients. It is currently under FSA (Financial Services Agency) regulation with license no. Director-General of the Kanto Local Finance Bureau (Kinsho) No. 2251.

SMBC Nikkos home page

In the following article, we will analyze the characteristics of this broker from various aspects, providing you with simple and organized information. If you are interested, please read on. At the end of the article, we will also briefly make a conclusion so that you can understand the broker's characteristics at a glance.

Pros & Cons

Pros Cons
• FSA regulated • Limited info on deposits/accounts/fee structure
• Wide range of financial products and services
• Operates globally

SMBC Nikko offers numerous advantages, such as a broad selection of financial products and services, global operations, and regulation by the FSA, all of which contribute to its credibility and appeal.

However, there are also drawbacks. The limited information available on their website regarding deposits, account types, and fee structures might be a concern for potential clients.

Is SMBC Nikko Safe or Scam?

When considering the safety of a financial company like SMBC Nikko or any other platform, it's important to conduct thorough research and consider various factors. Here are some steps you can take to assess the credibility and safety of a financial company:

  • Regulatory sight: At present, it operates under the regulation of the Financial Services Agency (FSA), holding the license number Director-General of the Kanto Local Finance Bureau (Kinsho) No. 2251. While this regulatory status may lend an air of reliability, it's crucial to remember that having experience in the field doesn't automatically ensure the legitimacy or security of a financial company.

regulated by FSA
  • User feedback: Read reviews and feedback from other clients to get an understanding of their experiences with the brokerage. Look for reviews on reputable websites and forums. reamke the sentence

  • Security measures: SMBC Nikko enhances its security measures by enforcing a robust privacy policy which details their thorough approach towards handling and safeguarding users' personal information.

In the end, opting to trade with SMBC Nikko is a personal choice. It's essential for traders to meticulously evaluate the risks and gains before arriving at a decision.

Financial Products & Services

SMBC Nikko is a premier full-line securities company in Japan, offering a broad array of financial products and services to all client segments through its international network.

  • For individual clients:

SMBC Nikko provides high-quality Asset management consulting services via two distinct service courses. The “General Course” enables clients to trade financial products with the added benefit of advice and consultation from assigned professionals, while the “Direct Course” offers discounted brokerage commission on equity trades.

  • For corporate clients:

SMBC Nikko has established dedicated divisions to cater to specific business types, providing tailored solutions for corporations, financial institutions, public-service corporations, local public authorities, government organizations, or any type of wholesale clients. These divisions work collaboratively to deliver high-value outcomes.

In the sphere of investment banking, SMBC Nikko's team of professionals provides M&A and financing solutions to help corporations navigate the global landscape. In the financial product business, varying needs of clients, including institutional investors, are met with astute trading capabilities and a wide range of financial products.

SMBC Nikko's research service is based on its in-house research, offering unique and leading information on sector and company earnings and stock price trends. Over its overseas markets, the firm serves customers on a global basis, providing services like Underwriting and sales & trading of stocks and bonds, IR support, and M&A advisory services across offices in Europe, the Americas, and Asia.

Customer Service

SMBC Nikko provides multiple customer service options to assist its clients. Customers can reach out to SMBC Nikko through various channels to address their queries and concerns as below:

Phone:+81-3-5644-3111(Head office).

Trading desk:+357 96 370 242.

Email:24_support@SMBC Nikko.online.

Traders interested in connecting with SMBC Nikko's international network can visit their website at https://www.smbcnikko.co.jp/en/profile/overview/overseas.html.

Here, they will find invaluable contact information for Nikko's branch offices across the globe, simplifying the process of reaching out to their respective branches with ease.

Education

SMBC Nikko is committed to the continuous learning and growth of its traders, this includes:

Nikko Family Exciting Experience Day:

An educational initiative carried out in the summer by Nikko, wherein elementary students and their families visit branches and learn about key economic concepts such as stocks and money flow.

Company Visits and Seminars: Nikko presents an opportunity for both adults and students to gain deeper financial knowledge and understanding of securities firms through organized tours, including a visit to the Tokyo Stock Exchange and seminars on money systems and stocks.

University Courses: Nikko, in alliance with Nikko Research Center, Inc., supports university curriculum by offering specialized courses on financial economics and securities investment, encouraging the dissemination of knowledge in the financial field.

Conclusion

In conclusion, SMBC Nikko is an FSA-regulated leading full-service securities company in Japan, offering a wide variety of financial products and services including Asset management consulting services; M&A and financing solutions; Research service; Underwriting, sales & trading of stocks and bonds; IR support; M&A advisory services to all client sectors, both individual and corporate.

In addition to their financial offerings, they provide unique educational resources, including hands-on learning programs, company visits, seminars, and university courses to foster financial literacy. Their substantial international network further broadens their reach, supporting clients globally.

However, it is still critical for potential clients to exercise caution, conduct thorough research and seek up-to-date information directly from SMBC Nikko before making any investment decisions.

Frequently Asked Questions (FAQs)

Q 1: Is SMBC Nikko regulated?
A 1: Yes, it currently under FSA (Financial Services Agency) regulation with license no. Director-General of the Kanto Local Finance Bureau (Kinsho) No. 2251.
Q 2: Is SMBC Nikko a good broker for beginners?
A2: Yes, it‘s a good broker for beginners because it’s well regulated by FSA and offers educational resources for both beginners and seasoned traders.
Q 3: Whats the products and services of SMBC Nikko?
A 3: SMBC Nikko offers Asset management consulting services; M&A and financing solutions; Research service; Underwriting, sales & trading of stocks and bonds; IR support; M&A advisory services to all client sectors, both individual and corporate.

Risk Warning

Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.

In addition, the date on which this review was generated may also be an important factor to consider, as information may have changed since then. Therefore, readers are advised to always verify updated information directly with the company before making any decision or taking any action. Responsibility for the use of the information provided in this review rests solely with the reader.

News

NewsSMBC Nikko Securities Looking For New Hires For U.S Clients

SMBC Nikko Securities America, Inc., a subsidiary of the SMBC Group, has made a series of key appointments in the equities execution industry in recent months. These appointments underscore SMBC Nikko Americas' commitment to its equity operations, with a strong emphasis on extending its skills and footprint in both the Japanese and US stock markets.

WikiFX
2022-12-23 09:53
SMBC Nikko Securities Looking For New Hires For U.S Clients

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 kvb刘跃文141319
more than one year
En cierto modo, creo que esta empresa es sólida. En primer lugar, está regulado por la FSA, lo que significa que es seguro. En segundo lugar, proporciona una gran cantidad de productos comerciales y recursos educativos. Pero para los clientes potenciales que quieran operar con él, el depósito mínimo es una información importante, pero actualmente no se proporciona en el sitio web.
En cierto modo, creo que esta empresa es sólida. En primer lugar, está regulado por la FSA, lo que significa que es seguro. En segundo lugar, proporciona una gran cantidad de productos comerciales y recursos educativos. Pero para los clientes potenciales que quieran operar con él, el depósito mínimo es una información importante, pero actualmente no se proporciona en el sitio web.
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2022-11-22 14:51
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개미-근酱
more than one year
It can be better. Legal retail forex license, broad range of financial products and services offered...but I have to say, the website is too poor... many details I care much about are unavailable...
It can be better. Legal retail forex license, broad range of financial products and services offered...but I have to say, the website is too poor... many details I care much about are unavailable...
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2022-11-21 17:56
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