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Score
United Kingdom
5-10 yearsSuspicious Regulatory License
Suspicious Scope of Business
United Kingdom Investment Advisory License Revoked
Suspicious Overrun
High potential risk
Add brokers
Comparison
Expose
Exposure
Score
Regulatory Index0.00
Business Index7.12
Risk Management Index0.00
Software Index4.00
License Index0.00
Single Core
1G
40G
General Information & Regulation
Founded in 2008, DQN claims to be regulated by the FCA as an independent third-party marketer and advisory firm with the focus on traditional and alternative investment funds. Upon checking the FCA website, DQN seems to be regulated as claimed, and recognized on FCA platform as DQN Global Capital Partners LLP.
Services
DQN provides the following services:
Capital Raising for alternative and traditional investment funds – DQN raise assets for both open- and closed-ended funds, and also offers a global distribution network and has chosen to identify as an Independent third-party marketer and advisory firm with the focus on traditional and alternative investment funds.
Funding Solutions for Corporates and Asset Managers – DQN provides financings for corporates and asset managers which require leverage, refinancing, bridge financing for capital call, GP financing or secondary leverage.[v2] [mu3] DQN aims to grow the assets of its fund manager clients as well as grow its global investor client base.[v4]
“DQN do not charge retainer or any expenses relating to its marketing activity. Its commission is solely success-based.”
Team
DQN is founded by Quynh Nguyen who has over 20 years of experience in the financial industry. Quynh has distributed alternative and traditional investment funds for both open ended and close ended investments vehicles.
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