Score

7.97 /10
Good

Yutaka Securities

Regulated in Japan

Retail Forex License

Suspicious Scope of Business

Medium potential risk

Great

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Regulatory Index7.83

Business Index8.86

Risk Management Index8.90

Software Index7.05

License Index7.83

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Yutaka Securities · Company summary
Yutaka Securities
WikiStock Rating⭐⭐⭐
Founded1962
Registered RegionJapan
Regulatory StatusFSA
Product & ServicesDomestic stocks, U.S. Stocks, Domestic bonds, Foreign bonds, Structured Bonds (EB bonds), Investment Trusts, Derivatives trading, Insurance
Commissions/Fees (Equities and Warrants)Face-to-Face Trading Fees: 0.25-1.1% of contract size plus fixed rate depending on trading volume, min 2,750yen, max 244,200 yen
Internet Trading Fees: 990yen-3,850 yen, tiered based on trading volume
Customer ServiceHead office: 〒460-0008, 3-7-1 Sakae, Naka-ku, Nagoya-shi, Aichi
TEL: 052-251-3311; FAQ

Yutaka Securities Information

Established in 1962 in Japan, Yutaka Securities is headquartered in Nagoya and operates nationwide with 10 branch offices throughout Japan. The company specializes in a wide array of investment products, including domestic stocks, U.S. stocks, domestic bonds, foreign bonds, structured bonds (EB bonds), investment trusts, derivatives trading, and insurance. These products can be traded through face-to-face interactions, internet, and telephone, with the exception of derivatives trading, which is exclusively available via face-to-face transactions.

Yutaka Securities maintains transparent fee structures, enabling traders to make informed decisions on trading costs. Regulated by Japan's Financial Services Agency (FSA) under license number Director-General of the Tokai Finance Bureau (Kinsho) No. 21, Yutaka Securities upholds stringent standards of integrity and credibility, ensuring trustworthiness in its financial services.

Yutaka Securities‘ homepage

For more detailed information, you can visit their official website: https://www.yutaka-sec.co.jp/ or contact their customer service directly.

Pros & Cons

ProsCons
Regulated by FSALimited Derivatives Trading Options
Wide Range of Investment Products
Transparent Fee Structures
Multiple Trading Channels

Pros:

  1. Regulatory Oversight: Regulated by the Japan Financial Services Agency (FSA) under strict guidelines (Director-General of the Tokai Finance Bureau (Kinsho) No. 21), Yutaka Securities adheres to high standards of financial conduct and security.
  2. Wide Range of Investment Products: Yutaka Securities offers a diverse array of investment options including Domestic stocks, U.S. Stocks, Domestic bonds, Foreign bonds, Structured Bonds (EB bonds), Investment Trusts, Derivatives trading, and Insurance.
  3. Transparent Fee Structures: Yutaka Securities maintains transparent fee structures, ensuring that investors understand the costs associated with their transactions upfront.
  4. Multiple Trading Channels: Clients can trade through face-to-face meetings at branch offices, via an internet trading platform, or by phone.

Cons:

  1. Limited Derivatives Trading Options: Derivatives trading is available only through face-to-face meetings, which limits accessibility for investors who prefer online or remote trading for this product.

Is It Safe?

Regulation:

Yutaka Securities operates under the regulatory oversight of the Japan Financial Services Agency (FSA) with license no. Director-General of the Tokai Finance Bureau (Kinsho) No. 21, showcasing its dedication to maintaining the utmost standards in financial operations. This regulatory adherence underscores Yutaka Securities 's commitment to integrity and credibility in its services.

Regulated by FSA

Safety Measures:

So far we have not found any security measures from the company's website. It is recommended for you to seek for clarification before step into actual trading to ensure your assets are properly protected.

What are Securities to Trade with Yutaka Securities?

Yutaka Securities offers a diverse array of financial products, mainly as follows:

Stocks

  • Domestic Stocks: Extensive options for trading leading market stocks.
  • U.S. Stocks: Access to major U.S. stocks, providing opportunities in international markets.

Bonds

  • Domestic Bonds (Government Bonds for Individuals): Secure investment options in government bonds.
  • Foreign Bonds: Investment opportunities in international bond markets.
  • Structured Bonds (EB Bonds): Customized bond products designed to meet specific investment strategies.

Investment Trusts

  • Investment trusts for diversified portfolio management, catering to various risk appetites and investment goals.

Derivatives Trading

  • Nikkei Futures Trading: Derivative products linked to the Nikkei Average.
  • Nikkei 225 Options Trading: Options products based on the Nikkei stock indices.
  • Individual Stock Options: Options based on individual stocks and other related indices.

Insurance

  • Life Insurance: Products designed to help clients achieve their life plans.
  • Medical Riders: Additional coverage for emergencies.
  • Inheritance Planning: Insurance products aimed at facilitating the transfer of wealth to the next generation.

Trading Channels

All products, except for derivatives trading, can be traded through face-to-face interactions, internet, and telephone calls. Derivative trading is exclusively available via face-to-face transactions.

For more detailed information about specific products, you are encouraged to contact their local Yutaka Securities branch.

What are Securities to Trade with Yutaka Securities?

Fees Review

Yutaka Securities offers a range of fee structures for various types of transactions, including face-to-face, internet, and telecommunication trades. Below is a detailed breakdown of these fees for different financial products and services.

  • Face-to-Face Transactions
  1. Equities and Warrants
Contract ValueCommission (incl. tax)
Up to 1 million yen(Contract value x 1.10%) x 110% (Minimum 2,750 yen)
Over 1 million to 5 million yen(Contract value x 0.800% + 3,000 yen) x 110%
Over 5 million to 10 million yen(Contract value x 0.620% + 12,000 yen) x 110%
Over 10 million to 20 million yen(Contract value x 0.500% + 24,000 yen) x 110%
Over 20 million to 30 million yen(Contract value x 0.480% + 28,000 yen) x 110%
Over 30 million to 50 million yen(Contract value x 0.250% + 97,000 yen) x 110%
Over 50 million yen244,200 yen

For U.S. and German stock trades in foreign financial markets, the minimum fee is 4,400 yen.

  1. Convertible Bonds
Contract ValueCommission (incl. tax)
Up to 1 million yen(Contract value x 0.90%) x 110%
Over 1 million to 5 million yen(Contract value x 0.80% + 1,000 yen) x 110%
Over 5 million to 10 million yen(Contract value x 0.60% + 11,000 yen) x 110%
Over 10 million to 30 million yen(Contract value x 0.42% + 29,000 yen) x 110%
Over 30 million to 50 million yen(Contract value x 0.25% + 80,000 yen) x 110%
Over 50 million yen225,500 yen
  1. Government and Other Bonds
Contract ValueGovernment Bonds (per 100 yen face value)Other Bonds (per 100 yen face value)
Up to 5 million yen40 sen x 110%80 sen x 110%
Over 5 million to 10 million yen35 sen x 110%65 sen x 110%
Over 10 million to 50 million yen30 sen x 110%50 sen x 110%
Over 50 million to 100 million yen25 sen x 110%35 sen x 110%
Over 100 million to 1 billion yen10 sen x 110%20 sen x 110%
Over 1 billion yen5 sen x 110%15 sen x 110%
  1. Index Futures
Contract ValueCommission (incl. tax)
Up to 1 billion yen(Contract value x 0.050%) x 110%
Over 1 billion to 3 billion yen(Contract value x 0.040% + 10,000 yen) x 110%
Over 3 billion to 5 billion yen(Contract value x 0.030% + 40,000 yen) x 110%
Over 5 billion to 10 billion yen(Contract value x 0.020% + 90,000 yen) x 110%
Over 10 billion yen(Contract value x 0.010% + 190,000 yen) x 110%
  1. Index Options
Contract ValueCommission (incl. tax)
Up to 3 million yen(Contract value x 2.000%) x 110% (Minimum 2,750 yen)
Over 3 million to 5 million yen(Contract value x 1.800% + 6,000 yen) x 110%
Over 5 million to 10 million yen(Contract value x 1.600% + 16,000 yen) x 110%
Over 10 million to 30 million yen(Contract value x 1.200% + 56,000 yen) x 110%
Over 30 million to 50 million yen(Contract value x 0.900% + 146,000 yen) x 110%
Over 50 million yen(Contract value x 0.700% + 246,000 yen) x 110%
  1. Bond Futures
Contract ValueCommission (incl. tax)
Up to 5 billion yen(Contract face value x 0.0150%) x 110%
Over 5 billion to 10 billion yen(Contract face value x 0.0100% + 25,000 yen) x 110%
Over 10 billion to 50 billion yen(Contract face value x 0.0050% + 75,000 yen) x 110%
Over 50 billion yen(Contract face value x 0.0025% + 200,000 yen) x 110%
  1. Bond Futures Options
Contract ValueCommission (incl. tax)
Up to 5 million yen(Contract value x 1.300%) x 110% (Minimum 2,750 yen)
Over 5 million to 10 million yen(Contract value x 0.850% + 22,500 yen) x 110%
Over 10 million to 50 million yen(Contract value x 0.450% + 62,500 yen) x 110%
Over 50 million yen(Contract value x 0.250% + 162,500 yen) x 110%
  1. Securities Options
Contract ValueCommission (incl. tax)
Up to 100,000 yen(Contract value x 4.000%) x 110% (Minimum 2,750 yen)
Over 100,000 to 300,000 yen(Contract value x 3.000% + 1,000 yen) x 110%
Over 300,000 to 500,000 yen(Contract value x 2.000% + 4,000 yen) x 110%
Over 500,000 to 1 million yen(Contract value x 1.500% + 6,500 yen) x 110%
Over 1 million to 3 million yen(Contract value x 1.200% + 9,500 yen) x 110%
Over 3 million to 5 million yen(Contract value x 0.900% + 18,500 yen) x 110%
Over 5 million yen(Contract value x 0.600% + 33,500 yen) x 110%

Note: All fees include consumption tax.

  • Internet Transactions

1, Equities and Warrants (Spot Transactions)

Contract ValueCommission (incl. tax)
Up to 300,000 yen990 yen
Over 300,000 to 1 million yen1,650 yen
Over 1 million to 3 million yen2,200 yen
Over 3 million to 5 million yen2,750 yen
Over 5 million to 10 million yen3,300 yen
Over 10 million to 50 million yen3,850 yen
  1. Equities and Warrants (Margin Transactions)
Contract ValueCommission (incl. tax)
Up to 300,000 yen495 yen
Over 300,000 to 1 million yen825 yen
Over 1 million to 3 million yen1,100 yen
Over 3 million to 5 million yen1,375 yen
Over 5 million to 10 million yen1,650 yen
Over 10 million to 50 million yen1,925 yen
  1. One-Day Flat Fee (For Spot and Margin Transactions)
Daily Total Contract PriceCommission (incl. tax)
Up to 3 million yen3,300 yen
3-6 million yen5,500 yen
6-9 million yen7,700 yen
Every additional 3 million yenAdditional 2,200 yen
  1. Index Futures
Contract TypeCommission (incl. tax)
Nikkei 225 Futures880 yen per unit
Nikkei 225 Mini Futures88 yen per unit
  1. Index Options
Contract TypeCommission (incl. tax)
Nikkei 225 Options1,100 yen per unit

For most detailed and up-to-date information on fees, you can visit https://www.yutaka-sec.co.jp/policy/risk/pdf/fee.pdf and check the one you would like to know.

Customer Service

Yutaka Securities prioritizes customer satisfaction by offering various channels for support and inquiries:

  • Head Office: Located at 3-7-1 Sakae, Naka-ku, Nagoya-shi, Aichi, 〒460-0008.
  • Telephone Support: Customers can reach the company at 052-251-3311 for direct assistance and inquiries.
  • Face-to-Face Interaction: Personalized support is available at the head office and branch locations, where clients can receive tailored advice and services.
  • FAQ Section: Yutaka Securities provides a comprehensive FAQ section on their website to address common questions and provide self-help resources.

For further information and specific queries, customers are encouraged to visit the nearest branch or contact the head office directly via phone. Details for the company's 10 branches can be found at https://www.yutaka-sec.co.jp/shop/.

Contact info

Conclusion

Established in 1962 and headquartered in Nagoya, Japan, Yutaka Securities is regulated by the Japan Financial Services Agency (FSA) under license number Director-General of the Tokai Finance Bureau (Kinsho) No. 21.

The company specializes in a diverse range of investment products, including Domestic stocks, U.S. Stocks, Domestic bonds, Foreign bonds, Structured Bonds (EB bonds), Investment Trusts, Derivatives trading, and Insurance.

With a steadfast dedication to regulatory compliance, integrity, and exceptional client service, Yutaka Securities maintains a trusted reputation in the financial industry, serving as a dependable partner for investors seeking reliable financial solutions.

Q&A

  1. Is Yutaka Securities regulated by any financial authority?
  • Yes, Yutaka Securities operates under the regulatory oversight of the Japan Financial Services Agency (FSA), with license no. Director-General of the Tokai Finance Bureau (Kinsho) No. 21.
  1. What types of products does Yutaka Securities provide?
  • Domestic stocks, U.S. Stocks, Domestic bonds, Foreign bonds, Structured Bonds (EB bonds), Investment Trusts, Derivatives trading, and Insurance.
  1. Is Yutaka Securities suitable for beginners?
  • Yes, the company is well regulated by the Japan Financial Services Agency (FSA), offering transparent fee structures and multiple trading channels through face-to-face transactions, internet, and phone calls. These options are abundant and particularly beneficial for beginners seeking various ways to manage their investments and engage with the market.
  1. How can I trade with Yutaka Securities?
  • You can trade with Yutaka Securities through face-to-face meetings at branch offices, internet trading platform, or by phone. However, derivative trading is available only through face-to-face meetings.
  1. Does Yutaka Securities provide insurance products for investment planning?
  • Yes, Yutaka Securities offers insurance products such as life insurance, medical insurance and inheritance planning.

Risk Warning

Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.

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