Score
Above 20 yearsRegulated in Hong Kong
Dealing in futures contracts
Suspicious Scope of Business
Suspicious Overrun
Medium potential risk
Influence
Add brokers
Comparison
Quantity 2
Exposure
Score
Regulatory Index7.27
Business Index9.13
Risk Management Index8.22
Software Index6.54
License Index7.29
Single Core
1G
40G
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Company Name
Shenwan Hongyuan（H.K.）Limited
Company Abbreviation
Shenwan Hongyuan
Platform registered country and region
Hong Kong
Company website
Company summary
Pyramid scheme complaint
Expose
| Shenwan Hongyuan Review Summary | |
| Founded | 2015 |
| Registered Country/Region | China |
| Regulation | SFC Dealing in futures contracts license (regulated), SFC Dealing in securities license (Exceeded) |
| Market Instruments | Equities, Futures |
| Trading Platform | e-service |
| Customer Support | Contact Form |
| Tel: (852) 2509-8395 | |
| Email: ir@swhyhk.com | |
Shenwan Hongyuan (H.K.) Limited is a Hong Kong-based financial services provider and a subsidiary of Shenwan Hongyuan Group Co., Ltd., a Chinese securities firm. The company offers a comprehensive range of services, including equities and futures trading, asset management, corporate finance, and institutional securities.
| Pros | Cons |
| Regulated with a dealing in futures contracts license | Dealing in securities license exceeded |
| Multiple contact channels | Limited tradable products |
| Transparent fee structure |
Shenwan Hongyuan is regulated by the Securities and Futures Commission of Hong Kong (SFC), holding a Dealing in futures contracts License (No AAF420). Meanwhile, its Dealing in Securities License (No AAC927) has been exceeded, which means activities associated with securities might involve risks.
| Regulated by | Regulated Authority | Regulatory Status | Regulated Entity | License Type | License Number |
 | Securities and Futures Commission of Hong Kong (SFC) | Regulated | Shenwan Hongyuan Futures (H.K.) Limited | Dealing in futures contracts | AAF420 |
 | Securities and Futures Commission of Hong Kong (SFC) | Exceeded | Shenwan Hongyuan Securities (H.K.) Limited | Dealing in securities | AAC927 |
Traders are able to trade equities and futures on this platform.
| Trading Asset | Available |
| equities | ✔ |
| futures | ✔ |
| forex | ❌ |
| commodities | ❌ |
| indices | ❌ |
| stocks | ❌ |
| cryptocurrencies | ❌ |
| bonds | ❌ |
| options | ❌ |
| funds | ❌ |
| ETFs | ❌ |
Shenwan Hongyuan provides a clear overview of the fee structure on its website.
Various securities trading service fees, including their calculation methods and any applicable minimum or maximum amounts, are presented below.
For more information about fee and charges on this platfrom, please go to https://www.swhyhk.com/tc/wealth-management_hong-kong-equities/#trading-methods
| Securities Trading Service | Charges |
| Commission | 0.25% to 0.5% of the transaction amount, minimum brokerage fee of HK$100 |
| Stamp Duty | 0.1% of the transaction amount; stamp duty for less than HK$1 will be counted as HK$1 |
| SFC Transaction Levy | 0.0027% of the transaction amount |
| SEHK Trading Fee | 0.00565% of the transaction amount |
| Share Settlement Fee | 0.002% of transaction amount, Minimum HK$2 and maximum HK$100 |
| FRC Transaction Levy | 0.00015% of the transaction amount |
| Trading Platform | Supported | Available Devices |
| e-service | ✔ | Desktop, Mobile, Web |
Deposit Procedures
Withdrawal Procedures are the same for both equities and futures.
Notes: The depositor's name must match the client's account name. Third-party deposits and cash deposits are not accepted. Deposits must comply with local regulations.
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