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Sanction
TW SFB
2023-08-31
No Regulation
Score
1.51 /10
Danger
Cathay Securities
5-10 yearsSuspicious Regulatory License
High potential risk
Influence
B
Add brokers
Comparison
Expose
Exposure
Time Machine
Website
Score
Regulatory Index0.00
Business Index7.01
Risk Management Index0.00
Software Index4.00
License Index0.00
Time Machine
Website
Licenses
No valid regulatory information, please be aware of the risk
VPS Standard
No restriction on the broker account. Support service provided by WikiFX
Single Core
1G
40G
open now
Regulatory disclosure
Check whenever you want
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Warning: Low score, please stay away!
Previous Detection :
2025-01-31
- It has been verified that this broker currently has no valid regulation. Please be aware of the risk!
WikiFX Verification
| Cathay Securities Review Summary | |
| Founded | 5-10 years |
| Registered Country/Region | Taiwan |
| Regulation | Unregulated |
| Services | Corporate Financial Advisory & Underwriting/International Finance/Global Markets/Retail Brokerage/Research |
| Customer Support | Phone: +886-2-2326-9888 |
| Fax: +886-2-2377-8198 | |
Cathay Securities Information
Established on August 13, Cathay Securities engages in some services including corporate financial advisory & underwriting, international finance, global markets, retail brokerage, and research. Cathay Securities is still risky due to its unregulated status.
Is Cathay Securities Legit?
Cathay Securities is not regulated, making it less safe than regulated brokers.
What services does Cathay Securities offer?
Cathay Securities provides various services for clients including corporate financial advisory & underwriting, international finance, global markets, retail brokerage, and research.
Corporate Financial Advisory & Underwriting: Mergers and acquisitions and strategic investment for buy-side and sell-side financial advisory; other financial advisory including privatization, corporate restructuring, and strategic advisory; and underwriting in IPO and SPO.
International Finance: Divided into securities borrowing & lending, service for long fund & hedge fund, corporate access, and execution service.
| Services | Supported |
| Corporate Financial Advisory & Underwriting | ✔ |
| International Finance | ✔ |
| Global Markets | ✔ |
| Retail Brokerage | ✔ |
| Research | ✔ |
Customer Support Options
Traders can contact Cathay Securities via phone and email.
| Contact Options | Details |
| Phone | +886-2-2326-9888 |
| Fax | +886-2-2377-8198 |
| Supported Language | Chinese |
| Website Language | Chinese |
| Physical Address | 19F., No.333, Sec.2, Dunhua S. Rd., Da'an Dist., Taipei City 106, Taiwan(R.0.C.) |
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