Swiss Financial Market Supervisory Authority

Year 2007Regulated by Government

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

Disclose broker
Danger Unauthorized
Disclosure summary
  • Disclosure matching Website matching
  • Disclosure time 2024-05-01
  • Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.
Disclosure details

Warning List - rockviewassets.com

Name RockViewAssets Domicile - Address Im Wingert 99 Le Moulin Internet rockviewassets.com Commercial register Not entered in commercial register Remarks
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Sanction

2022-08-10

Sanction

2022-08-09

Sanction

2022-09-08

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