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Comisión Nacional del Mercado de valores

1998 yearRegulated by Government

The National Securities Market Commission (CNMV) is the body responsible for the supervision and inspection of Spanish securities markets and the activity of all those involved in them. The CNMV was created by Securities Market Law 24/1988, which represented a thorough reform of this segment of the Spanish financial system; and since then, its regime has been updated to adapt to the evolution of financial markets and to introduce new measures to protect investors.The aim of the CNMV is to ensure the transparency of Spanish securities markets and the correct formation of prices, as well as the protection of investors.

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Danger Unauthorized

FTSE

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Disclosure time 2021-11-08

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Warnings (unauthorised firms and other entities).

PUBLIC WARNING FROM THE CNMV In accordance with the provisions of the second paragraph of Article 17 of the Securities Market Law (revised text approved by Royal Legislative Decree 4/2015, of 23 October), the National Securities Market Commission warns that: https://www.ftseifc.com/ FTSE FINANCIAL LTD is not authorized to provide the investment services set out in Article 140 of the Securities Market Law and the ancillary services set out in letters a), b), d), f) and g) of Article 141 of the same regulation, which includes investment advice, in relation to the instruments covered in Article 2 of said Law, including, for this purpose, foreign exchange transactions. Furthermore, it is warned of its connection with FTSEFX, warned by the CNMV on 04/10/2021. For any inquiries, please call 900 535 015 or visit the CNMV website (www.cnmv.es) 8 November 2021.

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Annex