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Comisión Nacional del Mercado de valores

1998 yearRegulated by Government

The National Securities Market Commission (CNMV) is the body responsible for the supervision and inspection of Spanish securities markets and the activity of all those involved in them. The CNMV was created by Securities Market Law 24/1988, which represented a thorough reform of this segment of the Spanish financial system; and since then, its regime has been updated to adapt to the evolution of financial markets and to introduce new measures to protect investors.The aim of the CNMV is to ensure the transparency of Spanish securities markets and the correct formation of prices, as well as the protection of investors.

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Danger Unauthorized

SwedenCap

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Disclosure time 2020-03-09

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Warnings (unauthorised firms and other entities).

PUBLIC WARNING FROM THE CNMV In accordance with the provisions of paragraph two of Article 17 of the Securities Market Act (consolidated text approved by Royal Legislative Decree 4/2015, of 23 October), the National Securities Market Commission hereby warns that: www.swedencap.com/ SWEDEN CAPITAL LLC. is not authorized to provide the investment services set forth in Article 140 of the Securities Market Act and the ancillary services set forth in letters a), b), d), f) and g) of Article 141 of the same regulation, which include investment advice, in relation to the instruments contemplated in Article 2 of said Act, including, for this purpose, foreign currency transactions. For any inquiries, call 900 535 015 or visit the CNMV website (www.cnmv.es) 9 March 2020.

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Annex