Financial Services Agency

Year 2000Regulated by Government

The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

Disclose broker
Danger Unauthorized
Disclosure summary
  • Disclosure matching Name matching
  • Disclosure time 2019-07-01
Disclosure details

Entities conducting financial instruments business without registration-Ocean Union Technology Limited

Engaged in solicitation of fund subscriptions or private placements after sending solicitation materials, etc. It has been reported that the entity entered into a partnership program agreement for customer referrals with SDD HOLDINGS PTE.LTD regarding a fund titled \"SWAP Arbitrage Diversified Program\" for which SDD Asset Management Limited is the issuer, and based on this agreement, handled the solicitation of subscriptions or private placements for said fund.\n\nA warning was issued to SDD Asset Management Limited and SDD HOLDINGS PTE.LTD on March 29, 2019, as entities conducting financial instruments business without registration.\n\nJuly 2019\nOverseas
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