ACE SECURITIES

General Information& Regulation

ACE SECURITIES CO., LTD. is founded as a broker on the Osaka Securities Exchange in February 1914. It is regulated by Financial Services Agency (FSA) under license number 5120001077368. Main banks include Resona Bank, Limited, Sumitomo Mitsui Banking Corporation and Mitsubishi UFJ Trust and Banking Corporation.

Main Business

ACE SECURITIES provides investors with the following products:

Stocks: Listing stocks in the domestic stock exchanges; Non-listing stocks (over-the counter stocks); Listing stocks in the main overseas stock exchanges

Bonds: Government bonds (long-term government bonds, mid-term government bonds, short-term government bonds), local bonds; Government guaranteed bonds, bank debentures (discount bank debentures, bank debentures with coupon); Straight bonds (NTT bonds, electric power bonds, ordinary bonds); Convertible bonds; Warrant bonds (bonds with subscription rights), warrants (euro-dollar warrants), etc.; Samurai bonds, euro-yen bonds, structured bonds; Foreign-currency denominated foreign bonds, yen-denominated foreign bonds; Exchangeable bonds (a bond exchangeable to stocks of other company)

Investment Trust: Stock investment trusts (unit-type investment trusts, open-end investment trusts, spot investment trusts, index investment trusts, etc.)

Bond Investment: MMF (money management fund), MRF (money reserve fund), bond investment trust fund

Futures Transaction: Stock futures, stock index futures (Nikkei 225, Nikkei 300, TOPIX); Sector index futures (electric appliance index, etc.); Bond futures (government bond index, etc.)

Option Transaction: Stock index options (Nikkei 225, Nikkei 300, TOPIX); Individual stock options Government bond options

Other Business: Non-life insurance and life insurance underwriter; Management consultant business; Mortgage securities, etc.

Customer Support

If clients have any questions or concerns, please call at 0120-81-1007. The support team is available 9:00-17:00 during weekdays.