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Score
United States
5-10 yearsRegulated in Canada
Market Making(MM)
Medium potential risk
Influence
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Comparison
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Exposure
Score
Regulatory Index6.32
Business Index7.20
Risk Management Index8.90
Software Index5.69
License Index6.37
Single Core
1G
40G
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Company Name
RBC Dominion Securities Inc
Company Abbreviation
RBC Securities
Platform registered country and region
United States
Company website
Company summary
Pyramid scheme complaint
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RBC Securities Review Summary | |
Founded | 1995 |
Registered Country/Region | United States |
Regulation | CIRO |
Services | Investment management, Wealth planning, Banking and borrowing and Trust and estate services |
Demo Account | ❌ |
Trading Platform | / |
Min Deposit | / |
Customer Support | Email: contactus@dib.ae |
Phone: 1-800-769-2511; 1-833-654-2566; 1-800-769-2531; 1-800-769-2560 |
Founded in 1995, RBC Securities is a wealth management company based in the United States. It offers financial services including investment management, wealth planning, banking and borrowing and trust and estate services.
Pros | Cons |
Comprehensive financial services | Lack of detailed info on fees |
Long history of operation | |
Regulated by CIRO |
RBC Securities is regulated by the Canadian Investment Regulatory Organization (CIRO). It holds a license for Market Making (MM) and the specific license number is unreleased.
Regulated Country | Regulated Authority | Regulated Entity | License Type | License Number | Current Status |
Canadian Investment Regulatory Organization (CIRO) | RBC Dominion Securities Inc. | Market Making (MM) | Unreleased | Regulated |
RBC Securities offers four kinds of service to address diverse financial needs:
Investment: Investment management and ESG and responsible investment
Wealth planning: Financial planning, Estate planning, Tax planning, Charitable giving, Business owner planning...
Banking and borrowing: Banking and cash management, Credit and lending and Cross-border banking
Trust and estate services: Estate solutions, Trust solutions, Incapacity solutions, Indigenous Wealth services, Registered plans trustee services, Retirement compensation arrangements, Escrow services, Philanthropic services.
At RBC Securities, you can choose four types of accounts: RBC Dominion Securities Online, RBC PH&N Investment Counsel Online, RBC Royal Trust Online, and RBC Online Banking.
To open an account, you need to follow these steps:
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