Financial Services Agency

Year 2000Regulated by Government

The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

Disclose broker
Warning Business adjustment
Disclosure summary
  • Disclosure matching Supervision number matching
  • Disclosure time 2008-06-27
  • Reason for punishment found to be in violation of laws and regulations
Disclosure details

Administrative action against Hirose Trading Co., Ltd.

June 27, 2008 Financial Services Agency Hirose-fx Regarding administrative dispositions against joint-stock companies, the director of the Kinki Local Finance Bureau Hirose-fx (Headquarters: Nishi-ku, Osaka) was also found to have violated laws and regulations as a result of an inspection, and the Securities and Exchange Surveillance Commission recommended administrative action. Administrative action was taken against the company (for details, see the Kinki Local Finance Bureau website). ※pdf“ Hirose-fx Regarding administrative actions against joint stock companies” (Kinki Local Finance Bureau website)
View original
Annex