Financial Services Agency

Year 2000Regulated by Government

The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

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Warning Announcement
Disclosure summary
  • Disclosure matching Supervision number matching
  • Disclosure time 2012-10-12
  • Reason for punishment found to be in violation of laws and regulations
Disclosure details

Regarding administrative action against GMO CLICK Securities Co., Ltd.

October 12, 2012 Regarding administrative dispositions against GMO Click Securities Co., Ltd., the Financial Services Agency, the director of the Kanto Local Finance Bureau announced today that GMO Click Securities Co., Ltd. (head office: Shibuya-ku, Tokyo) had violated laws and regulations. (For details, please refer to the Kanto Local Finance Bureau website.) *PDF "Regarding administrative actions against GMO Click Securities, Inc." (Kanto Local Finance Bureau website)
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