Disclosure details -

Swiss Financial Market Supervisory Authority

Year 2007Regulated by Government

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

Disclose broker

Danger Unauthorized

GCG

Disclosure summary

Disclosure matching Website matching
Disclosure time 2020-05-07
Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.

Disclosure details

Warning List - Geneva Capital Group

Geneva Capital Group Name Geneva Capital Group Domicile - Address - Internet https://www.genevacapitalgroup.com/ Commercial register Not entered in commercial register Remarks Geneva Capital Group is not to be confused with the Swiss companies Geneva Capital Group SA, Geneva, and Geneva Capital Group AG Zürich, Zürich, which are registered in the Swiss Commercial Register. Geneva Capital Group ist nicht zu verwechseln mit der Geneva Capital Group SA, Genf und der Geneva Capital Group AG Zürich, Zürich, welche im Schweizerischen Handelsregister eingetragen sind. Il ne faut pas confondre Geneva Capital Group avec Geneva Capital Group SA, Genève et Geneva Capital Group AG Zürich, Zurich, inscrites au registre du commerce suisse. Geneva Capital Group non sono da confondere con Geneva Capital Group SA, Ginevra e Geneva Capital Group AG Zürich, Zurigo, iscritte nel registro di commercio svizzero.

Annex

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Sanction

2022-11-09

NFA orders Chicago, Ill. introducing broker Stage 5 Trading Corp. to pay a $75,000 fine