The Financial Supervision Authority
Year 2002Regulated by Government
The Financial Supervision Authority, which was launched on 1 January 2002, joined the functions of Eesti Pank's Banking Supervision Authority and the Ministry of Finance's Insurance Supervision Authority and Securities Inspectorate. It is a financial supervision and crisis resolution authority with autonomous responsibilities and budget that works on behalf of the state of Estonia and is independent in its decision-making.
Disclose broker
Disclosure summary
- Disclosure matching Website matching
- Disclosure time 2022-08-02
- Reason for punishment UNREGISTERED FIRM
Disclosure details
Investor Alert
CNMV ISSUES WARNING TO THE PUBLIC ON
UNREGISTERED FIRM
Pursuant to the second paragraph of Article 17 of the Securities Markets Law (recast text approved by
Royal Legislative Decree 4/2015, of 23 October), the Comisión Nacional del Mercado de Valores
(National Securities Market Commission) warns that:
is not authorised to provide the investment services detailed in Article 140 of the Spanish Securities
Markets Act, which include investment advice, nor to provide the auxiliary services detailed in Article
141(a), (b), (d), (f) and (g) of said Act in relation to the financial instruments detailed in Article 2 of said
Act, including, for those purposes, foreign currency transactions.
For any enquiries, please contact the Comisión Nacional del Mercado de Valores enquiry line on
900 535 015 or visit CNMV’s website (www.cnmv.es).
August 1, 2022
Annex
More regulatory disclosure