Introduction

Alpha Securities has a long and distinguished presence in the Australian Market. It specialists in a number of financial products and offerings, including Equities, Warrants, ETFs, Derivatives, CFDs, and International Trading.

Regulatory Information

Alpha Securities is licensed by ASIC for general financial services, with address at: Suite 301, 10 Bridge Street, SYDNEY NSW 2000.

Inspection Process

The team arrived at the office building located at 10 Bridge Street, Sydney. It is a new and building which is conveniently located.

On the floor directory in the lobby, the logo of Alpha Securities is shown. Later, the team went to Level 3, and also saw the logo of Alpha Securities on the directory by the elevator. It shows the broker’s office is at 301.

Later, the team went to Office 301, where the logo of Alpha Securities could be clearly seen at the reception area of the company. The team noticed the size of the office room is not very large. Approximately there are 10 employees working in the room. 

Conclusion

Through the on-site inspection, it is confirmed that at the address mentioned in the regulatory information there really is the workplace of Alpha Securities, which means the regulatory information is true. But it should be noted the workplace is not very large. That’s all for this session of our Field Survey.

Disclaimer

The content is for information purposes only and it is not intended as a recommendation or advice.