DSB

DSB Information

DSB is a newly founded financial service provider that was registered in Vietnam. The services it offers include Securities Back Office, Support for the establishment of securities companies, Financial Instruments Handling Business, My Number Registration, Management, and Usage Services, Storage/Mailing/Shipping, and DX-BPO Solution. However, DSB is still risky due to its unregulated status.

Pros and Cons

Is DSB Legit?

DSB is not regulated, making it less safe than regulated brokers.

Services

DSB offers a wide range of services, includingSecurities Back Office, Support for the establishment of securities companies, Financial Instruments Handling Business, My Number Registration, Management, and Usage Services, Storage/Mailing/Shipping, andDX-BPO Solution.

• Securities Back Office

Account Opening-Related Services：Handle full-process account opening on behalf, including document preparation/submission, verification of application forms, anti-social information inquiry, core system input, document digitization/storage, and issuance of completion notices/reports.

Securities/Fund Settlement Services：Proxy for settlement paperwork, including securities delivery, fund settlement calculations, balance management with Securities Depository Corporations, reporting to relevant organizations, and communication with financial institutions.

Inheritance Procedure Administrative Services：Manage inheritance documents, verify paperwork, transfer account balances to heirs, issue completion notices, and directly respond to heir inquiries for end-to-end support.

Audit Support Services：Assist securities companies, financial institutions, and IFAs in optimizing internal control systems and preparing efficiently for regulatory inspections.

System Migration Support & Planning Services：Provide migration support for NRI‘s STAR and DSB’s Dream-S securities back-office systems, offering operational efficiency solutions based on system expertise.

Other Securities Business Support：Outsource specialized office tasks (e.g., stock information, mutual fund services, corporate data provision, return mail management, etc.).

• Securities Company Establishment Support

Offer end-to-end support from preparation to launch, including Finance Bureau approval/registration applications, regulatory negotiations, human resource procurement, securities system implementation, and establishment of business processes/control systems.

• Financial Instruments Handling Business

Provide services for financial instruments operations, including ordering, contracting, settlement, account management, and exchange transfers.

• Market Brokerage/Clearing Services

As a participant in all Japanese stock exchanges and a Japan Securities Clearing Corporation clearing agent, offer proxy brokerage services (ordering, contracting, clearing, exchange transfers) for securities companies and clearing brokerage for member firms.

• Account Management Institution Services

Leverage Securities Depository Corporation account infrastructure to provide routine management for stocks, investment trusts, and bonds (including indirect account management, collateral securities management, commodity futures substitute securities, etc.).

• My Number Registration, Management & Usage Services

Proxy for My Number-related paperwork, implementing strict security measures per “Guidelines for Specific Personal Information Handling,” covering registration (collection), management (storage), and usage (document attachment).

• Storage/Mailing/Shipping Services

Electronic Document Management Service (D-FINDS)：Offer end-to-end digitization, including head office/branch document collection, incoming document verification, digitization/storage, and viewing system provision.

Important Documents/Securities Storage: Safeguard physical documents/securities in dedicated facilities with strict protocols.

Prospectus Management Services：Handle storage, renewal, inventory control, and distribution to headquarters/clients, reducing costs via paperless operations.

Mailing Services：Provide full-cycle solutions from printing to encapsulation, sealing, sorting, inspection, and delivery for financial institutions client communications.

Shipping Services：Securely deliver precious metals/important documents nationwide with robust security, offering customized solutions like on-site mailroom operations.

• DX-BPO Solutions

Paperless Solutions：Utilize AI-OCR for document digitization, eliminating paper dependency and enabling seamless data linkage to enhance operational efficiency and free up sales teams time.