Daishi Hokuetsu Securities

General Information& Regulation

Daishi Hokuetsu Securities Co., Ltd., a subsidiary of Daishi Hokuetsu Financial Group, Inc., is a Japanese company located in Nagaoka that provides brokerage services. It was founded in 2015. The Daishi Bank Ltd. purchases Niigata Securities Co., Ltd. from Japan Information Processing Service Co., Ltd. resulting in a new company Daishi Hokuetsu Securities Co., Ltd. The Legal Entity Identifier code of Daishi Hokuetsu Securities Co., Ltd is 353800U2BR62S2293I83. The legal form of this company is T417 and is subject to the jurisdiction of JP law.

Daishi Hokuetsu Stock

Daishi Hokuetsu Securities offers domestic stocks and foreign stocks. Domestic stocks include domestic listed stocks, exchange-traded funds (ETF) and listed real estate investment trusts (J-REIT). Daishi Hokuetsu Securities also handles stocks listed on the US market (New York, Nasdaq). Trading methods include local consignment transactions and domestic over-the-counter transactions. Local consignment transactions can invest more than 1 million yen per period, and domestic over-the-counter transactions can invest more than 200,000 yen per period.

Daishi Hokuetsu Bond

Daishi Hokuetsu Securities provides individual government bonds, foreign bonds, Niigata Prefecture government bonds, and Tohoku Electric Power Corporation bonds. Individual government bond applications are in units of 10,000 yen, including fixed-rate (3-year/5-year) and floating-rate (10-year). Foreign bonds deal with U.S. dollar denominated, Australian dollar denominated, Turkish lira denominated, Brazilian real denominated, publicly issued structured bonds, etc. Compared with domestic bonds, foreign bonds are expected to have higher yields. Niigata Prefecture government bonds are bonds issued by Niigata Prefecture. Although its credit risk is higher than government bonds, the interest rate is set higher than government bonds. Tohoku Electric Power Co., Ltd. bonds are bonds issued by Tohoku Electric Power Co., Ltd.

Investment trust

Daishi Hokuetsu Securities provides domestic investment trusts and foreign investment trusts. As far as foreign investment trusts are concerned, the MMF type is priced in U.S. dollars and Australian dollars, the ordinary bond types are priced in U.S. dollars, Australian dollars and Euros, and the other types are priced in Japanese yen.

Trading Fee

Daishi Hokuetsu Securities does not charge online service usage fees, information service fees or custodial account management fees. The stock brokerage fee is (contract price * 0.38%) * 1.10 yen, and the part less than yen is rounded to 2,200 yen (tax included).

Daishi Hokuetsu Risk

Losses may occur due to price fluctuations caused by changes in the stock market, interest rate levels, foreign exchange rates, real estate markets, commodity markets and other indicators.