Financial Services Agency
The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.
- Correspondência de divulgação Correspondência de número regulamentar
- Tempo de divulgação 2020-09-18
- Motivo da penalização Uma empresa terceirizada que gerencia as informações pessoais de nossos clientes foi acessada ilegalmente por terceiros, e um grande número de informações pessoais (nomes, datas de nascimento, endereços, endereços de e-mail etc. de 750 clientes) para 38.026 clientes Incluindo dados de imagem, como documentos de identificação, como carteiras de motorista, passaportes, cartões de número individual, etc.)))), não foram tomadas medidas suficientes de prevenção de recorrência em relação ao gerenciamento de risco do sistema e gerenciamento de terceirizados.
Ação administrativa contra Saxo Bank Securities Co., Ltd.
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