Huarong International-Some important Details about This Broker

General Information& Regulation

Huarong International Financial Holdings Limited (“HRIF”, stock code: 993 HK) is a Hong Kong listed licensed company of China Huarong Asset Management Co., Ltd. (stock code: 2799 HK). The company can be traced back to a local Hong Kong brokerage firm established in 1973. It was listed on the Stock Exchange of Hong Kong Limited in February 1994 and officially changed its name to HRIF in October 2015. The subsidiaries include Huarong International Securities Limited (licenses No.1, 2 and 4 issued by the Securities and Futures Commission of Hong Kong), Huarong International Capital Limited (licenses No.1 and 6 issued by HK SFC) and Huarong International Asset Management Limited (license No.9 issued by HK SFC). The business includes three main categories: securities business, corporate finance and asset management business.

Business

• Securities Business: stock, futures, stock option;

• Corporate Finance: debt capital market (senior note, preference shares, AT1, AT2, structured financing), equity capital market (IPO, secondary market financing), financial advisory (mergers and acquisitions, restructuring, privatization, compliance advisory, independent financial advisory);

• Asset Management: private debt investments (project financing, private debt instruments, share pledge financing, etc.), equities investments (shares of listed or un-listed companies), mezzanine investments (convertibles), fund products (private project funds & public funds).

• Fixed Income: focusing on China credits both on the primary and secondary market.

Commission

The minimum commission charged for stock and futures trading is HK$100. The trading fee is 0.005% of transaction amount.

Trading Platform

Huarong uses SP system as a global trading platform for futures.

Deposit & Withdrawal

Customers can make bank deposits, such as cash, cheque, online, telephone or ATM transfers, and can order to withdraw fund by contacting customer service hotline or branch before 11:00am in trading days. Funds will be deposited to clients designated bank account.

Trading Hours

The trading hours of the stock market (except public holidays) are 09:30–12:00 (morning session), 13:00–16:00 (afternoon session).

Customer Support

If clients have any questions or concerns, please call (852) 3965 3965 or email info@hrif.com.hk for enquiry.