Gungi -Some Details about This Broker

General Information

Gungi N Securities Co., Ltd. was founded on February 12, 2016, and opened on October 3, 2016, with Kanto Finance Bureau Director (Financial Instruments) No. 2938. Headquarter Location: 2-2-11 Honmachi, Maebashi City, Gunma Prefecture. Gungi N Securities Co., Ltd. is authorized and regulated by Financial Services Agency (FSA), with regulatory license number 6070001031858.

Products Available

• Domestic Stocks

• Foreign Stocks

• Bonds

• Investments Trust

• ETFs

• REIT

Fees

Domestic convertible bond-type corporate bond trading commission with stock acquisition rights (tax included).

For contract amount 500,000 yen or less, the basic commission fee is 1.430%; over 500,000 yen and under 1 million yen, basic fee of 1.430%. The minimum fee is 2,750 yen, and the maximum amount is 330,000 yen. Trading fee for shares less than one unit (tax included): The commission amount for the contract of one unit shall be proportionally divided by the number of shares traded.

[Calculation formula] Fee per unit x (number of shares traded / number of shares per unit)

Deposit & Withdrawal

You can make a deposit to your securities trading account by making a transfer to the Gunma Bank Transfer Central Branch to a dedicated account set up for each customer. As for withdrawal, Gungin Securities will transfer the money to the registered deposit account in the name of the person within the range of MRF and deposit according to the instructions such as telephone from the customer.

• If the customer contacts Gungin Securities by 4:00 pm, the money will be transferred to the registered savings account on the next business day in principle.

• If you contact us after 4 pm, the transfer may be made on the next business day.