台灣證券期貨局

2004年政府監管

為發展臺灣國民經濟、促進臺灣證券期貨市場健全發展、保障證券投資人及期貨交易人權益及維護證券期貨市場交易秩序,金融監督管理委員會特設證券期貨局(以下簡稱本局),辦理證券期貨市場及證券期貨業之監督、管理及其政策、法令之擬訂、規劃及執行等業務。 其中包括期貨交易契約之稽核與買賣之監督及管理; 證券業與期貨業之監督及管理; 外資投資國內證券與期貨市場之監督及管理; 證券業、期貨業同業公會與相關財團法人之監督及管理等。

披露交易商
Danger 未授權
披露摘要
  • 披露信息匹配 官方網址匹配
  • 披露時間 2024-03-04
  • 處罰原因 英國金融市場行為管理局(FCA)警示,該公司未依2000年的金融服務市場法的授權許可,即在英國提供金融服務與金融商品之業務。
披露詳情

TOPRPTRADES

TOPRPTRADES Warnings First published: 11/01/2024 Last updated: 11/01/2024 f Almost all firms and individuals must be authorised by us to carry out or promote financial services in the UK. This firm is not authorised by us and may be targeting people in the UK. Search our Warning List for other unauthorised firms and individuals we're aware of. Unauthorised firm details Name: TOPRPTRADES Address: 20 Cooper Square, New York, NY 10003 USA. Email: support@toprptrades.com Website: www.toprptrades.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. What this means for you If you deal with this firm, you won't have access to the Financial Ombudsman Service if you have a complaint. You also won't be protected by the Financial Services Compensation Scheme (FSCS) if things go wrong. This means it's unlikely you'd get your money back if the firm goes out of business. How to protect yourself You should only deal with financial firms that are authorised by us. If a financial firm is authorised by us, it gives you greater protection if things go wrong. You can check our Financial Services Register to make sure a firm is authorised and has permission for the service it's offering you. You'll also be able to find: • information on how you're protected • contact details for authorised firms If you're contacted unexpectedly by a financial business or individual, make sure you reply using the contact details on the FS Register. Find out more about how to protect yourself from scams. Report an unauthorised firm If you think you've been approached by an unauthorised firm, call us on 0800 111 6768, or use our contact form.
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