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Exceeded
Score
3.37 /10
Danger
APP Securities
5-10 yearsRegulated in Australia
Investment Advisory License
Suspicious Scope of Business
Suspicious Overrun
Medium potential risk
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Comparison
Quantity 1
Exposure
Open Account
Website
Score
Regulatory Index3.05
Business Index7.30
Risk Management Index0.00
Software Index4.00
License Index3.05
Open Account
Website
Licenses
VPS Standard
No restriction on the broker account. Support service provided by WikiFX
Single Core
1G
40G
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Previous Detection :
2024-12-29
- This broker exceeds the business scope regulated by Australia ASIC(license number: 307706)Investment Advisory Licence Non-Forex License. Please be aware of the risk!
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Exposure
1 pieces of exposure in total Pyramid scheme complaint
Expose| APP Securities Review Summary | |
| Founded | 1991 |
| Registered Country/Region | Australia |
| Regulation | ASIC (Exceeded) |
| Market Instruments | Australian cash equities and Exchange Traded Options, International equities, Exchange Traded Funds, Index Options, Warrants |
| Services | Equity research, access to IPOs, corporate deal flows, Australian/international equities, ETFs, options, advisory and capital markets services |
| Customer Support | Service time: Monday - Friday - 8:00 am to 6:00 pm (closed on public holidays) |
| Tel: +61 2 9226 0231 | |
| Email: clientservices@appsecurities.com.au | |
| Facebook, Instagram, Twitter | |
| Address: Level 41, 259 George Street, Sydney, NSW 2000, Australia | |
| Level 9, 350 Collins Street, Melbourne, VIC 3000, Australia | |
APP Securities is a prominent financial services firm based in Australia, established in 1991, offering a wide array of investment solutions and corporate advisory services for both private and corporate clients.
With a strong emphasis on equity research, access to initial public offerings (IPOs), and corporate deal flows, APP Securities has established itself as a key player in the financial industry.
It provides an extensive range oftrading products including Australian and international equities, exchange-traded funds (ETFs), and various options, alongside specialized advisory and equity capital markets services.
Operating under a regulatory framework established by the Australian Securities & Investments Commission (ASIC, Exceeded), although with a focus that excludes forex trading activities, APP Securities is dedicated to delivering insightful investment opportunities and strategic advice across the Asia-Pacific region.
Pros and Cons
| Pros | Cons |
| Comprehensive equity research and access to IPOs | ASIC (Exceeded) |
| Wide range of investment options | Limited to non-forex investment activities |
| Expert advisory and capital markets services | Unclear fee structure |
| Broad distribution network across Asia-Pacific | No 24/7 customer service |
Is APP Securities Legit?
APP Securities operates within a regulatory framework, holding a non-Forex Investment Advisory License from the Australian Securities & Investments Commission (ASIC) under license number 307706. However, the AISC license has been exceeded.
 | Australia Securities & Investment Commission (ASIC) |
| Regulatory Status | Exceeded |
| Regulated by | Australia |
| Licensed Institution | APP Securities Pty Ltd |
| Licensed Type | Investment Advisory License |
| Licensed No. | 307706 |
Products and Services
APP Securities offers Broker Dealer services, Corporate Finance & Advisory, Institutional Sales & Trading, Private Client Advisory and Research.
| Services | Included |
| Retail broking | Domestic & International Markets |
| Self-managed superannuation funds | |
| Private client advisory | |
| Institutional Broking | Block Trades |
| Institutional Sales & Trading | |
| Corporate Finance | ECM |
| Capital raisings | |
| IPO | |
| Mergers & Acquisitions | |
| Debt adviser | |
| Cross border transactions | |
| Research | Bespoke investment research |
| Cover stocks across all sectors in Australia |
Besides, APP Securities provides a specialized service called APP Private Clients, which is the general advice division of APP. This division is staffed by a dedicated team of Client Advisers with a demonstrated history of offering exceptional advice and generating impressive investment returns for their clients.
APP Private Clients presents a superior option with offerings that include:
- Comprehensive Australian Equities Research spanning all sectors.
- Access to APPs Initial Public Offerings (IPOs) and Equity & Debt Capital Market (ECM, DCM) corporate deal activities.
- Exclusive invitations to conferences and roadshows held across Australia.
Additionally, APP offers its investors a range of financial products, including:
| Tradable Instruments | Supported |
| Australian cash equities and Exchange Traded Options | ✔ |
| International equities | ✔ |
| Exchange Traded Funds | ✔ |
| Index Options | ✔ |
| Warrants | ✔ |
| Forex | ✔ |
| Commodities | ❌ |
| Indices | ❌ |
| Stocks | ❌ |
| Cryptocurrencies | ❌ |
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