Abstract:APP Securities is a prominent financial services firm based in Australia, established in 1991, offering a wide array of investment solutions and corporate advisory services for both private and corporate clients.
APP Securities Review Summary | |
Founded | 1991 |
Registered Country/Region | Australia |
Regulation | ASIC (Exceeded) |
Market Instruments | Australian cash equities and Exchange Traded Options, International equities, Exchange Traded Funds, Index Options, Warrants |
Services | Equity research, access to IPOs, corporate deal flows, Australian/international equities, ETFs, options, advisory and capital markets services |
Customer Support | Service time: Monday - Friday - 8:00 am to 6:00 pm (closed on public holidays) |
Tel: +61 2 9226 0231 | |
Email: clientservices@appsecurities.com.au | |
Facebook, Instagram, Twitter | |
Address: Level 41, 259 George Street, Sydney, NSW 2000, Australia | |
Level 9, 350 Collins Street, Melbourne, VIC 3000, Australia |
APP Securities is a prominent financial services firm based in Australia, established in 1991, offering a wide array of investment solutions and corporate advisory services for both private and corporate clients.
With a strong emphasis on equity research, access to initial public offerings (IPOs), and corporate deal flows, APP Securities has established itself as a key player in the financial industry.
It provides an extensive range oftrading products including Australian and international equities, exchange-traded funds (ETFs), and various options, alongside specialized advisory and equity capital markets services.
Operating under a regulatory framework established by the Australian Securities & Investments Commission (ASIC, Exceeded), although with a focus that excludes forex trading activities, APP Securities is dedicated to delivering insightful investment opportunities and strategic advice across the Asia-Pacific region.
Pros | Cons |
Comprehensive equity research and access to IPOs | ASIC (Exceeded) |
Wide range of investment options | Limited to non-forex investment activities |
Expert advisory and capital markets services | Unclear fee structure |
Broad distribution network across Asia-Pacific | No 24/7 customer service |
APP Securities operates within a regulatory framework, holding a non-Forex Investment Advisory License from the Australian Securities & Investments Commission (ASIC) under license number 307706. However, the AISC license has been exceeded.
Australia Securities & Investment Commission (ASIC) | |
Regulatory Status | Exceeded |
Regulated by | Australia |
Licensed Institution | APP Securities Pty Ltd |
Licensed Type | Investment Advisory License |
Licensed No. | 307706 |
APP Securities offers Broker Dealer services, Corporate Finance & Advisory, Institutional Sales & Trading, Private Client Advisory and Research.
Services | Included |
Retail broking | Domestic & International Markets |
Self-managed superannuation funds | |
Private client advisory | |
Institutional Broking | Block Trades |
Institutional Sales & Trading | |
Corporate Finance | ECM |
Capital raisings | |
IPO | |
Mergers & Acquisitions | |
Debt adviser | |
Cross border transactions | |
Research | Bespoke investment research |
Cover stocks across all sectors in Australia |
Besides, APP Securities provides a specialized service called APP Private Clients, which is the general advice division of APP. This division is staffed by a dedicated team of Client Advisers with a demonstrated history of offering exceptional advice and generating impressive investment returns for their clients.
APP Private Clients presents a superior option with offerings that include:
- Comprehensive Australian Equities Research spanning all sectors.
- Access to APPs Initial Public Offerings (IPOs) and Equity & Debt Capital Market (ECM, DCM) corporate deal activities.
- Exclusive invitations to conferences and roadshows held across Australia.
Additionally, APP offers its investors a range of financial products, including:
Tradable Instruments | Supported |
Australian cash equities and Exchange Traded Options | ✔ |
International equities | ✔ |
Exchange Traded Funds | ✔ |
Index Options | ✔ |
Warrants | ✔ |
Forex | ✔ |
Commodities | ❌ |
Indices | ❌ |
Stocks | ❌ |
Cryptocurrencies | ❌ |