VCM -Some important Details about This Broker

General Information& Regulation

Vantage Capital Markets HK Limited (VCM), incorporated in Hong Kong (CR No.1234820), is licensed by the Hong Kong Securities and Futures Commission (CE No. ARI683) to participate in SFC Types I (Dealing in Securities) & II (Dealing in Futures Contracts) activities. VCM provides financial solutions to institutional client base including investment banks, commercial banks, asset managers, hedge funds and corporations. Its services include wholesale brokerage and execution of cash and derivative products (both listed and OTC) across a range of asset classes including equities, credit, rates and commodities.

Products

VCM provides investors with the following products:

• Equity Derivatives: Futures & Options Execution, Indices, Single Stock Options, MSCI, Delta 1,Exotics;

• Equities: Asia-Pacific Cash Equity Agency Execution, Dedicated Block Trading Desk, Global Trading Capabilities, Equity Finance (SBL);

• Fixed Income: Futures & Options Execution, High Yield Bonds, Government Bonds, Corporate Bonds, Asian distressed and illiquid assets, Convertible Bonds, Bond Repo;

• Commodities: Futures & Options Execution

• Wholesale Derivatives Execution/Crossing: Wholesale derivatives execution and crossing, Specialist product and exchange knowledge, Confidential execution services for third party brokers and sales desks.

Customer Support

Investors who have questions or concerns can call or email VCM:

• Hong Kong Office: +852 2200 5000; vcm@vcm.hk;

• London Office: +44 (0)20 4524 5300; vcm@vcmlllp.com;

• Tokyo Office: +81 3 5405 6830; vcm@vcmjp.com.