Huatai Securities Co., Ltd.

Basic Information & Regulation

Huatai Securities Co., Ltd. was officially opened in Nanjing on May 26, 1991, formerly known as Jiangsu Securities Company, and was renamed as Huatai Securities Co. in March 1999 with an increased registered capital of RMB 850,320,000, and was approved as a comprehensive securities company in the same year. On November 30, 2009, the Issuing and Examining Committee of China Securities Regulatory Commission formally approved the IPO application of Huatai Securities. On June 17, the global depositary receipts issued by Huatai Securities Co. were listed for trading on the LSE. Huatai Securities is one of the first comprehensive brokerages approved by the China Securities Regulatory Commission and one of the earliest brokerages in China to be qualified as an innovation pilot. Huatai Securities is now a large enterprise managed by the State-owned Assets Supervision and Administration Commission of the People's Government of Jiangsu Province, with net assets of over RMB 10 billion. Huatai Securities owns Southern Fund, Huatai Berry Fund, Huatai United Securities, Huatai Great Wall Futures, Huatai Financial Holdings (Hong Kong) Limited, and Huatai Zijin Investment Company Limited, and is also the second-largest shareholder of Bank of Jiangsu.

Main Businesses

The services of Huatai Securities mainly cover the major parts of wealth management, institutional services, investment management, international business, and digital services. Wealth management mainly includes agency trading, asset allocation, and securities finance. Investment management mainly includes fund management of securities companies, private equity fund management, asset management of fund companies, and asset management of futures companies.

Account Opening Issues

Huatai Securities supports investors to open accounts online, investors (over 18 years old) should prepare their ID cards, cell phones (commonly used cell phones), bank debit cards (see the official website of Huatai Securities for details of the supported banks) in advance, and through the steps of identity verification, account opening, signing agreements and returning questionnaires, they can open Huatai Securities fund accounts, SSE A, SZSE A-share accounts and fund accounts online. Online account opening application can be operated 7*24 hours. Dormant accounts are not available for online account opening.

Trading Software

Huatai Securities offers several mobile software and windows software. Detailed info pls look through its official website.

Bank to Futures Transfer

Bank to futures time: 08:30-15:30 and 20:30-02:30 on trading days, no amount and no limit on the number of times. Futures to bank time: 09:30-15:30 on trading days; 3 times a day, each single transaction up to 5 million, with a minimum amount of 1,000 yuan.